Introduction
This paper examines the role of philanthropy in supporting child advocacy
organizations working to improve children's well-being in American society. It
is premised on the belief that a fundamental purpose of philanthropy ought to be
the support of public interest advocacy organizations and other nonprofit groups
dedicated to addressing and redressing the political, social and economic
marginalization of low income and other historically disenfranchised
constituencies. Indeed, without the effort to organize and advance the interests
of Abroad, non-commercially oriented citizen constituencies, as Tom Asher argued
more than 20 years ago, Apublic needs will be neither defined nor met in a
democratic fashion (Asher 1977, 1072). America's well-documented participatory
inequalities and the growing influence of money on politics makes this all the
more true today (Verba, Scholzman and Brady, 1995).
Despite the importance of public interest advocacy for the representation of
under-represented interests, those who've studied philanthropy in American
society have generally concluded that: 1) private giving either benefits the
already comfortable or has no clear distributional consequences (Odendahl 1990;
Margo 1992); 2) most foundations avoid public policy grantmaking (McIlney 1997);
3) organized philanthropy exhibits a strong top-down approach and professional
bias, preferring to fund professionals in their service or research occupations
rather than the activities or institutions that promote active citizenship
(Johnson 1988; Smith 1989); and 4) exceedingly few dollars support progressive
social movement organizations or advocacy activities (Jenkins 1996; Jenkins and
Halcli 1998);
Quantitative and qualitative data gathered for this study support these
conclusions. Based on an analysis of grants awarded in 1991 and 1996 to selected
national and state-based child advocacy organizations, interviews with child
advocates, and a review of the recent literature on foundation grantmaking for
children, youth and families, the following conclusions have been drawn:
- Child advocacy organizations receive only a tiny fraction of the total
funds that foundations spend on basic and applied research, social services,
and other non-advocacy activities related to children and youth. In an era of
continued reliance on state governments to finance and deliver a host of
services for children, state-based child advocacy organizations remain
particularly underfunded.
- When foundations do make investments in child advocacy organizations, they
are far more likely to fund softer activities, such as data collection or
media outreach, rather than grassroots mobilization, allowable political
lobbying, membership development, coalition-building, and other strategies
more explicitly aimed at building an active support base for increased public
sector investment in children and youth. Foundations did, however, increase
their support of leadership development, advocacy training and
constituency-building between 1991 and 1996, from $795,000 to $5.9
million.
- Foundations award far more grant money to support specific projects,
single-issue organizations, and advocacy around issues of a less controversial
nature such the reduction of childhood tobacco use or prevention of child
abuse. Although poverty itself is a major factor in determining the overall
well-being of children and is closely linked to other social problems,
foundations and child advocates do not appear to be attacking poverty itself
in any direct, sustained and aggressive way.
- Few foundations appear willing to fund the types of advocacy activities --
like grassroots constituency-building and increased contacts with key
legislative decision makers -- that scholars and practitioners both suggest
are necessary if the children's movement is to develop the political strength
it needs for substantially greater impact.
- Child advocates express a profound dissatisfaction over the ways in which
foundations operate, seeing what they believe to be less money for advocacy
and a growing trend for foundations to design and direct their own program
initiatives. Rarely do they feel that foundations give them the full
opportunity and freedom to craft and implement their own program strategies
and initiatives.
Tracking Foundation Support of Child Advocacy: Methodological and
Conceptual Issues. It is difficult, if not impossible, to determine
accurately how much philanthropic foundations have invested in child advocacy
nationally. This is the case for several reasons. Foundations do not report on
their grantmaking in a way that allows for easy identification of grants to
organizations engaged in child advocacy. Indeed, although most of the larger
foundations do publish annual reports, they are not required to do so, and full
grants information may or may not be reported. Reporting by corporate
foundations can be particularly spotty. When annual reports are published, grant
awards are typically listed by broad program area, such as education or the
arts, rather than by program strategies or type of activities. The same is true
for the manner in which foundations report their grantmaking activities to the
Internal Revenue Service. It is the rare foundation that structures and reports
on its grantmaking program according to such strategic approaches as leadership
development, community organizing, public policy advocacy, or media/public
education.
Conceptual or definitional issues surrounding child advocacy also make it
difficult to Amap the child advocacy community and therefore to assess the level
of philanthropic support for it. What constitutes advocacy for children and how
does (or should) it differ from family advocacy? Should advocacy organizations
primarily focused on economic security issues, such as family or minimum wage
legislation or low income housing development, be counted as a part of the
children's advocacy community? Do nonprofits that primarily engage in the
collection and analysis of data on children's well-being belong on the Amap?
What about nonprofit agencies that primarily, if not exclusively, deliver social
services to children, youth and families? Are professional associations such as
the National Association of Children's Hospitals to be considered a part of the
advocacy mix for children because they weigh in on particular policy issues that
address children's needs along with those of their member institutions? Should
government or government-linked entities, such as big-city school districts or
the National Governors Association, be considered child advocates when they
engage in public education campaigns or engage in administrative or legislative
lobbying in ways that impact children? And where should community organizing
groups that use issue campaigns to build power for low income families figure
into the conceptual picture?
These conceptual issues are thrown further into relief when one considers the
contrasting approach to advocacy adopted by many conservative think tanks and
policy organizations. Indeed, conservative political activists have tended to
operate in strategically different ways, engaging less in advocacy for children
and more in advocacy to establish broad national policy priorities (Covington,
1997). Family issues are often invoked to advance a larger agenda that is
attentive not only to advancing fiscal and economic policies based on notions of
limited government, but also to establishing the structural rules of the policy
game (e.g., terms limits or balanced budget amendments).
Because many of the activities that emerged under the Achild advocacy label
in the late 1960s and early 1970s were catalyzed and supported by federal
agencies, conservatives, in fact, reacted by forming a variety of institutions
and networks to defend parents' rights, promote traditional family values and
advance limited government objectives, especially but not exclusively at the
federal level. [1] Organizations like Focus on
the Family or the Family Research Council emerged (alongside many other
conservative policy organizations) to push for government retrenchment,
devolution of power to the states, the privatization of key government services,
and deregulation of industry. Often, these policy approaches have been woven
together into a morally-based narrative arguing that government expansion has
imposed unreasonable tax burdens on hard-working American families and
suppressed the problem-solving initiative of individuals, households and
communities. [2] There has thus been little
tradition of child advocacy among political conservatives, except as it has
related to larger ideological or policy principals like privatization through
school vouchers or teen pregnancy reduction through abstinence education.
Study Methodology. For purposes of this study, I have sought to
identify national and state-based child advocacy organizations whose primary
mission is to improve children's social and economic well-being through one or
more of the following activities: government and legislative monitoring,
administrative negotiation, legislative lobbying (direct and grassroots), class
action litigation, public and media education, applied policy research and
development, and community organizing. This definition mostly excludes nonprofit
agencies that deliver social services under government funding or contracting
arrangements. This is important because, as Smith and Lipsky note, when
publicly-funded nonprofit organizations engage in political advocacy, they do so
knowing that their fate as organizations can be affected by such activities. It
is nonprofit organizations' material interests under contracting that Atends to
reduce the ideological character of [their] political advocacy and shift it to
technical issues relating to rates, funding levels, and regulations (1993,
187).
This definitional approach also excludes research centers -- whether
university-based or independent -- that are engaged primarily in data collection
and analysis. This does not mean that I hold research in disregard or think that
it plays no important role in the policy process. It does mean that I question
the utility of throwing every type of organization and activity, without
distinction, into the advocacy bin. What is needed is greater analytical
precision about the specific contributions and limitations of different types of
organizations and activities and, with respect to foundations, greater
understanding of which types of organizations and activities get funded and
which do not. This is consistent with the view that it is political power that
fundamentally determines how and for what purposes public resources are
mobilized and deployed (see, for example, Majone 1988; Minkler 1999). From this
vantage point, technical expertise, hard data and moral argument may be
important components of political action but cannot be a substitute for it. [3]
Given this approach, I identified initially a total of 158 nonprofit
organizations thought to be primarily engaged in child advocacy (see Appendix A). A
multi-pronged process was used to identify these organizations, including
obtaining the organizational contacts and membership lists of such national
groups as the National Association of Child Advocates, the Children's Defense
Fund and the Coalition for America's Children. It was supplemented by Internet
searches for the organizations meeting the criteria outlined above, with
organizations identified by reviewing the websites and/or membership lists of
national organizations and coalitions. The Foundation Center's grants
information retrieval database was also helpful in identifying organizations
that were internally cross-coded both as Aalliance (e.g. advocacy) organizations
and as organizations serving children and youth, with all non-repeating
organizational names added to the list.
I then asked the Foundation Center, which systematically tracks and analyzes
foundation grantmaking, to conduct a search through its Foundation Grants
Index database for the purpose of identifying all grants awarded to these
organizations at two points in time: 1991 and 1996. This search yielded a total
of 792 grants awarded to 103 of the 158 child advocacy organizations originally
identified. These grants were then entered into a database program for further
analysis, including examination of type of grant support awarded, issue areas
funded, type of activities supported, and other relevant kinds of analyses.
Based on a review of grant descriptions, five organizations were subsequently
removed from the list. These included Aspira, Child Trends, Child Welfare
League, Urban Strategies Council, and We Can.
To supplement the grants data, telephone interviews were also conducted with
selected child advocates around the country (n = 12). The interviews with child
advocates touched on the following areas: 1) organizational history, mission,
activities and accomplishments; 2) views on the components of effective
advocacy, the intersection or overlap between child and family issues, and the
strengths and weaknesses of the children's movement; and 3) perspectives on and
experiences with the foundation community. A review of the relevant literature,
including several recent analyses of foundation grantmaking to children and
youth, was also conducted.
Limitations of the data. Beyond the decision to narrow my definition
of child advocacy in the ways earlier described (e.g., exclusion of nonprofits
primarily engaged in service delivery or university-based or independent applied
policy research), there are certain limitations to the data that require
acknowledgment. First, the analysis almost entirely excludes local child
advocacy organizations because of the difficulty of developing a comprehensive
list of advocacy organizations seeking to improve child well-being at the
neighborhood, city-wide or county levels. While the inclusion of these
organizations would certainly provide a richer and more detailed funding
picture, it is likely that many of these groups function as hybrid institutions,
combining service delivery with occasional or tightly focused advocacy related
to their specific institutional interests and/or those of their clients. As
earlier noted, service-based advocacy has certain limitations that can reduce
the vigor and/or narrow the focus of advocacy efforts. [4] Second, the analysis excludes grants under $10,000 that
were awarded to the 103 organizations included in the database. It also excludes
grants awarded by smaller foundations. This is because the Foundation Center's
database only includes grants of $10,000 or more awarded to organizations by
sample of 800 to 1,000 of the nation's larger foundations, now estimated to
exceed 42,000. This sample would, of course, include all of the major national,
regional and local funders with (and many without) name recognition. Although
representing approximately two percent of the total foundation universe, they
control more than 65 percent of assets and allocate 50 percent or more of all
grants.
Finally, private grantmaking foundations are not the only source of revenue
for child advocacy organizations. Child advocates also seek and/or rely on the
support of individual donors, membership fees, fund raising events, and, to a
more limited extent, the public sector. [5] The
grants data thus reflect only a portion of the operating budgets of the child
advocacy organizations included in the study. Still, the children's movement is
far more reliant on the support of philanthropic foundations than other social
movements, and it is likely that child advocates will continue to require an
infusion of outside resources to support their work (Richart 1997).
The remainder of this paper is divided into five sections. The first section
seeks to establish a broader social, economic and political context within which
to discuss philanthropy's current and potential role in improving children's
status and well-being in American society. Toward that end, it briefly reviews
some of the major policy trends of the past two decades and examines their
impacts on children, youth and families. Section two reports and elaborates on
key study findings, providing an array of specific information on grants awarded
to child advocacy organizations in the years examined. It also reviews and makes
comparisons to what is known about child advocacy funding in previous decades.
The third section considers the historical and contemporary record of
philanthropic foundations in addressing critical social issues and public needs,
especially but not limited to children and youth. Section four discusses
contemporary issues in child advocacy and explores the links between the
perceived weaknesses in the child advocacy movement and philanthropic approaches
to improvements in child welfare. Finally, the concluding section offers funding
recommendations to strengthen the child advocacy field.
END NOTES
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[1]. In their
baseline study, Kahn, Kamerman and McGowan (1972) locate the conceptual origins
of child advocacy in government-sponsored efforts. They identified four
institutional antecedents of the children's movement that, along with civil
rights and anti-poverty activism, helped to catalyze professional and lay
advocacy on behalf of children. These included the 1969 Report of the Joint
Commission on Mental Health of Children, the 1969 establishment of the Office of
Child Development (OCD), the 1970 White House Conference on Children and Youth,
and the formation in 1971 of OCD's National Center for Child Advocacy.
[2]. In his
interesting analysis of the conceptual moral underpinnings of national politics,
George Lakoff writes: AConservatives know that politics is not just about policy
and interest groups and issue-by-issue debate. They have learned that politics
is about family and morality, about myth and metaphor and emotional
identification (1996:19).
[3]. In his
examination of the role that persuasion plays in the political process, Majone
argues that there are two different modes of policy analysis. The first he calls
Aanalysis-as-maximization because it focuses on how public resources can be most
frequently distributed for maximum effect. This analytical mode is technocratic
and considers the relative costs and benefits of particular expenditures. The
central concern of the second mode -- Aanalysis-as argument -- is how to improve
the quality of public discourse and public reasoning processes. Where the former
draws on formal methods of proof, rational choice theories, and macroeconomics,
the latter sees argument -- including the use of rhetoric, ethics, metaphors,
values and evidence -- as central. Indeed, Majone rightfully argues that Ain a
democracy, where almost every aspect of public policy is a legitimate topic of
debate, analysts Awho stick to the task of working out unique solutions to
well-defined technical problems deny themselves any significant role in the
policy process (1988: xx ).
[4]. A survey
conducted in the mid-1980s by the State Legislative Leaders Foundation found
that of the 167 responding organizations thought to be multi-issue, nonprofit
citizen-based advocacy groups with little or no public funding, only 52 percent
actually reported that advocacy was their primary mission. A full twenty-six
percent of respondents identified their organizations as service providers. The
remaining organizations reported their mission as education, health care or data
collection (State Legislative Leaders Foundation 1995).
[5]. One recent
survey of state-based child advocacy organizations affiliated with the National
Association of Child Advocates found that federal funding comprised 6.7 percent
of all funding to these organizations (Richart, 1997). ERASE Report
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